CML 3360 Securities Law and Regulation

3 units
Common Law
Faculty of Law - Common Law
An introductory examination of the regulation of securities from both a substantive and procedural perspective. The course will focus on the distribution of, and trading in, securities, on the regulation of take-over bids, corporate mergers, acquisitions and proxy solicitations and on liabilities arising under securities laws. For comparative purposes reference may be made to the securities law of other jurisdictions. ( CML 2302 as preparatory)

Components:

Lecture

Previously Offered Terms:

Fall
Winter

French Equivalent:

All Professors
B+ Average (6.712)
Most Common: B (35%)
396 students

P

S

NS

F

D

C

B

A-

A+

Ian Macgregor

6 sections from Fall 2017 to Winter 2025

B+ Average (6.743)
Most Common: B+ (36%)
286 students

P

S

NS

F

D

C

B

A-

A+

Douglas Sarro

2 sections from Fall 2023 to Fall 2024

B+ Average (6.633)
Most Common: B (47%)
110 students

P

S

NS

F

D

C

B

A-

A+